This Market Abuse Policy outlines the procedures and controls implemented by Wave Talent to prevent insider dealing, market manipulation, and other activities covered by the Market Abuse Regulation (MAR) that may impact market integrity.
The purpose of this policy is to ensure compliance with MAR and to maintain the highest standards of integrity and transparency in all market-related activities.
1.1. Insider dealing, including the unlawful disclosure or use of inside information, is strictly prohibited.
1.2. All employees, directors, and officers of Wave Talent are prohibited from engaging in any activity that may result in insider dealing.
1.3. Procedures will be implemented to prevent the unauthorised access, disclosure, or use of inside information.
1.4. Access to material non-public information will be restricted to authorised personnel on a need-to-know basis.
1.5. Regular training will be provided to employees to raise awareness of the prohibition on insider dealing and the consequences of non-compliance.
2.1. Market manipulation, including the dissemination of false or misleading information, is strictly prohibited.
2.2. All employees, directors, and officers of Wave Talent are prohibited from engaging in any activity that may result in market manipulation.
2.3. Procedures will be implemented to ensure the accuracy and integrity of information provided to the market.
2.4. All public statements, disclosures, and communications will be reviewed and approved by designated individuals to ensure compliance with applicable regulations.
3.1. A reporting mechanism will be established to allow employees to report any suspected or actual instances of market abuse.
3.2. Whistleblower protection measures will be implemented to ensure the confidentiality and anonymity of individuals reporting market abuse.
3.3. All reports of suspected market abuse will be promptly and thoroughly investigated, and appropriate actions will be taken in accordance with applicable laws and regulations.
4.1. Regular monitoring and surveillance activities will be conducted to detect and prevent market abuse.
4.2. Trading activities, communications, and other relevant data will be monitored using appropriate surveillance tools and techniques.